Your trusted AML/CTF
compliance brain, designed for your practice.
Pivot is a practitioner led agentic platform for establishing, implementing and maintaining an AML/CTF program shaped around the nature, size and complexity of your actual operations. Practitioner knowledge, connected AI agents and clear guardrails work together while your practice retains judgement, review and approval.
Register your interestSee what applies to your practice
Your profession alone does not determine your obligations. Tell us which professional services you provide so you can start with the work that is relevant to your practice.
No obligation. Practitioner led, with people in control.
The obligations are now in force.
Davina Dunn · Founder
Practitioner knowledge shapes the platform.
Pivot was founded by Davina Dunn, a qualified Chartered Accountant and GAICD with over 20 years of risk, governance and compliance experience across banking and finance. Her experience as a CFO and Head of Risk and Compliance shapes the questions, workflows, training and guardrails built into Pivot.
Built for professional services navigating Tranche 2.
Your profession alone does not determine your obligations. The designated services you provide and how your practice operates determine what applies.
Accounting
Connect designated services, practice risk, engagement letters, client due diligence, training and evidence in one guided pathway.
See how we helpLegal
Build AML/CTF requirements into client intake, professional responsibilities, matter workflows, governance and records.
See how we helpTrust and company service providers
Understand which services are designated and connect customer, beneficial ownership and risk information to the wider program.
See how we helpOther professional services
Start with the services you provide and shape the program around the nature, size and complexity of your actual operations.
See how we helpThe hard part is not the ID. It is asking for it.
Identity and source-of-funds requests need to fit the professional relationship. Pivot helps practices connect engagement letters, professional standards, customer due diligence and staff guidance so the conversation is clear, consistent and supported by the wider AML/CTF program.
Prepare the client before information is requested, give staff language that fits the practice and keep the reason, decision and supporting record connected to the program.
Relevant to the services, customers and risks of the practice.
Practitioner knowledge and agentic AI, working together around your practice.
Pivot learns how your practice operates, asks contextual questions and guides the work that is relevant to you. It adapts as your information, risks and circumstances change.
Learn your practice.
Build a profile of your services, customers, delivery channels, structure, people, existing processes and risks.
Connect the program.
Link the practice profile to the risk assessment, governance, program, engagement letters, due diligence and controls.
Guide the next task.
Ask contextual questions, surface missing information and provide training and guidance relevant to each role and task.
Adapt and maintain.
Keep reviews, changes, decisions, actions and supporting evidence visible as the practice and its risks evolve.
The program must stay current between independent evaluations.
New Zealand brought professional services into its AML regime in 2018. Then the audits came. Regulators repeatedly found risk assessments that had not kept pace with the business and customer checks that were not adequately supported. The lesson for Australian practices is to look beyond a three-year audit cycle. Shape the program around the practice, put the controls into everyday work, and maintain the decisions and evidence from the beginning so they are ready for independent evaluation when required.
Common questions
Does Tranche 2 apply to my professional services practice?
Your profession alone does not determine your obligations. What applies depends on whether your practice provides designated services and how those services are delivered.
The enrolment date has passed. What should my practice do now?
Confirm whether your practice must enrol, complete enrolment if required and establish a program, systems and controls that reflect the nature, size and complexity of your actual operations.
We already verify identity. Is that enough?
No. Identity verification is one activity within a wider program that includes risk assessment, governance, customer due diligence, training, monitoring, reporting, record keeping and ongoing maintenance.
How does the AI help?
Pivot learns about the practice, asks contextual questions, identifies missing information, guides the next relevant task and helps keep decisions and evidence current as circumstances change.
What does practitioner led mean?
Practitioner experience shapes the workflows, questions, training and guardrails. The AI supports the work, while the practice retains professional judgement, review, approval and accountability.
Shape Pivot around the work your practice actually needs.
Tell us where your accounting, legal or professional services practice needs clarity, connected workflows or better evidence as it puts its AML/CTF program into operation and keeps it current.
Platform development is underway. Pricing will be confirmed and is being designed to be accessible and affordable for professional service practices.